CA2649409A1 - Shape memory polymer with polyester and polyacrylate segments and process for its production and programming - Google Patents

Shape memory polymer with polyester and polyacrylate segments and process for its production and programming Download PDF

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CA2649409A1
CA2649409A1 CA002649409A CA2649409A CA2649409A1 CA 2649409 A1 CA2649409 A1 CA 2649409A1 CA 002649409 A CA002649409 A CA 002649409A CA 2649409 A CA2649409 A CA 2649409A CA 2649409 A1 CA2649409 A1 CA 2649409A1
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shape memory
memory polymer
shape
polymer
temperature
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Steffen Kelch
Andreas Lendlein
Ingo Bellin
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GKSS Forshungszentrum Geesthacht GmbH
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L33/00Compositions of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and only one being terminated by only one carboxyl radical, or of salts, anhydrides, esters, amides, imides or nitriles thereof; Compositions of derivatives of such polymers
    • C08L33/04Homopolymers or copolymers of esters
    • C08L33/06Homopolymers or copolymers of esters of esters containing only carbon, hydrogen and oxygen, which oxygen atoms are present only as part of the carboxyl radical
    • C08L33/08Homopolymers or copolymers of acrylic acid esters
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F283/00Macromolecular compounds obtained by polymerising monomers on to polymers provided for in subclass C08G
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F283/00Macromolecular compounds obtained by polymerising monomers on to polymers provided for in subclass C08G
    • C08F283/01Macromolecular compounds obtained by polymerising monomers on to polymers provided for in subclass C08G on to unsaturated polyesters
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F290/00Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups
    • C08F290/02Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups on to polymers modified by introduction of unsaturated end groups
    • C08F290/06Polymers provided for in subclass C08G
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    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F290/00Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups
    • C08F290/02Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups on to polymers modified by introduction of unsaturated end groups
    • C08F290/06Polymers provided for in subclass C08G
    • C08F290/061Polyesters; Polycarbonates
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F290/00Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups
    • C08F290/08Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups on to polymers modified by introduction of unsaturated side groups
    • C08F290/14Polymers provided for in subclass C08G
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08FMACROMOLECULAR COMPOUNDS OBTAINED BY REACTIONS ONLY INVOLVING CARBON-TO-CARBON UNSATURATED BONDS
    • C08F290/00Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups
    • C08F290/08Macromolecular compounds obtained by polymerising monomers on to polymers modified by introduction of aliphatic unsaturated end or side groups on to polymers modified by introduction of unsaturated side groups
    • C08F290/14Polymers provided for in subclass C08G
    • C08F290/141Polyesters; Polycarbonates
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G81/00Macromolecular compounds obtained by interreacting polymers in the absence of monomers, e.g. block polymers
    • C08G81/02Macromolecular compounds obtained by interreacting polymers in the absence of monomers, e.g. block polymers at least one of the polymers being obtained by reactions involving only carbon-to-carbon unsaturated bonds
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08JWORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H
    • C08J3/00Processes of treating or compounding macromolecular substances
    • C08J3/24Crosslinking, e.g. vulcanising, of macromolecules
    • C08J3/246Intercrosslinking of at least two polymers
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L33/00Compositions of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and only one being terminated by only one carboxyl radical, or of salts, anhydrides, esters, amides, imides or nitriles thereof; Compositions of derivatives of such polymers
    • C08L33/04Homopolymers or copolymers of esters
    • C08L33/06Homopolymers or copolymers of esters of esters containing only carbon, hydrogen and oxygen, which oxygen atoms are present only as part of the carboxyl radical
    • C08L33/10Homopolymers or copolymers of methacrylic acid esters
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L53/00Compositions of block copolymers containing at least one sequence of a polymer obtained by reactions only involving carbon-to-carbon unsaturated bonds; Compositions of derivatives of such polymers
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L67/00Compositions of polyesters obtained by reactions forming a carboxylic ester link in the main chain; Compositions of derivatives of such polymers
    • C08L67/04Polyesters derived from hydroxycarboxylic acids, e.g. lactones
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08GMACROMOLECULAR COMPOUNDS OBTAINED OTHERWISE THAN BY REACTIONS ONLY INVOLVING UNSATURATED CARBON-TO-CARBON BONDS
    • C08G2280/00Compositions for creating shape memory
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08JWORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H
    • C08J2333/00Characterised by the use of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and only one being terminated by only one carboxyl radical, or of salts, anhydrides, esters, amides, imides, or nitriles thereof; Derivatives of such polymers
    • C08J2333/04Characterised by the use of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and only one being terminated by only one carboxyl radical, or of salts, anhydrides, esters, amides, imides, or nitriles thereof; Derivatives of such polymers esters
    • C08J2333/06Characterised by the use of homopolymers or copolymers of compounds having one or more unsaturated aliphatic radicals, each having only one carbon-to-carbon double bond, and only one being terminated by only one carboxyl radical, or of salts, anhydrides, esters, amides, imides, or nitriles thereof; Derivatives of such polymers esters of esters containing only carbon, hydrogen, and oxygen, the oxygen atom being present only as part of the carboxyl radical
    • C08J2333/08Homopolymers or copolymers of acrylic acid esters
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08JWORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H
    • C08J2367/00Characterised by the use of polyesters obtained by reactions forming a carboxylic ester link in the main chain; Derivatives of such polymers
    • C08J2367/04Polyesters derived from hydroxy carboxylic acids, e.g. lactones

Abstract

The invention relates to a shape memory polymer, to a process for its production and to a process for its programming. The inventive shape memory polymer has at least two switching segments with different transition temperatures (Ttrans,1, Ttrans,2) such that the polymer, depending on the temperature, as well as a permanent shape (PF), can also assume at least two temporary shapes (TF1, TF2). The first switching segment is based essentially on a polyester of the general formula (I) where n = 1...6 or a copolyester of the general formula (I) with different n or a derivative thereof. The second switching segment is based essentially on a polyacrylate of the general formula (II) in which R is H or CH3, and R1 is a saturated or unsaturated, cyclic or aliphatic, unsubstituted or substituted C1-C10 radical.

Description

m E

Doc. No.: 128-16 CA/PCT Patent SHAPE MEMORY POLYMER WITH POLYESTER AND POLYACRYLATE
SEGMENTS AND PROCESS FOR ITS PRODUCTION AND PROGRAMMING

The invention relates to a shape memory polymer capable of storing at least two temporary shapes, in addition to one permanent shape, a method of manufacturing same and a method of shape programming of same.

So-called shape memory polymers or SMPs, which undergo a change in shape from a temporary shape into a permanent shape corresponding to a previous programming on induction by a suitable stimulus, are known in the prior art. This shape memory effect is most often stimulated thermally, i.e., the restoring effect driven by entropy elasticity occurs on heating the polymer material to a temperature above the defined transition temperature.
Shape memory polymers are usually polymer networks in which chemical (covalent) crosslinking sites or physical (noncovalent) crosslinking sites determine the permanent shape., The programming takes place by deforming the polymer material to a temperature above the transition temperature of a "switching segment" and then cooling the polymer to a temperature below this temperature while maintaining the deformation forces to imprint the temporary shape.
Renewed heating to a temperature above the transition temperature leads to a phase transition and restoration of the original permanent shape.

In addition, polymer networks having two switching segments with different transition temperatures have also recently become known.

For example, EP 1 362 879 A describes shape memory polymers (interpenetrating networks IPNs in this case) comprising a covalently crosslinked polymer component, in particular based on caprolactone, lactide, glycolide or p-dioxanone units, and a noncovalently crosslinked polyester urethane component. The polymer is able to store two temporary shapes, for which transition temperatures of 50 C and 90 C have been reported.

Liu et al. (Macrmol. Rap. Comm. 26, 2005, 649ff) describes an SMP (semi-interpenetrating network SIPN) comprising polymethyl methacrylate units (PMMA) and polyethylene glycol units (PEG) and also having two transition temperatures (at 40 C and 86 C).
However, the programming method described there allows only a temporary shape to be stored.

One disadvantage of the known shape memory polymers for many applications is that their switching temperatures are relatively close together, which thus requires accurate setting of the temperature when heating between two transition temperatures. Furthermore, the relatively } R4 Doc. No.: 128-16 CA/PCT Patent low transition temperatures may be problematical for certain applications, namely if high application-related temperatures occur without restoration of the permanent shape being desired.

The object of the present invention is therefore to provide a novel biocompatible shape memory polymer that is capable of storing at least two temporary shapes. The corresponding switching temperatures of the polymers should be a great distance apart in particular and at least one of the transition temperatures should be at a relatively high temperature level. In addition, a method for programming at least two temporary shapes of the shape memory polymer is to be made available.

This object is achieved by a shape memory polymer having the features of Claim 1. The inventive shape memory polymer has at least two switching segments with different transition temperatures, so that the polymer material may assume at least two temporary shapes in addition to a permanent shape, depending on the temperature. The inventive polymer system comprises a first switching segment, which is based essentially on a polyester of general formula I, in which n = 1...6 or a derivative thereof, or based on a copolyester of general formula I, in which n= 1...6, in which at least two ester units of different chain lengths n are present, or a derivative thereof.

H
O-(CH2)n C

p The polymer system also comprises a second switching segment based essentially on a polyacrylate of general formula II, in which R is H or CH3 and Rl denotes a saturated or unsaturated, cyclic or aliphatic, substituted or unsubstituted C 1-C 10 radical.

CC7C71~1 q
2 sm`

Doc. No.: 128-16 CA/PCT Patent The term "switching segment" is understood to refer to an oligomer or polymer according to the stated formulas I and/or II having a chain length p and/or q, which allows the development of a separate phase through phase separation in the solid state and thus allows a basis for developing the typical material properties of the corresponding compound. This achieves the result that the polymer system as a whole has material properties which may be assigned to the respective switching segments, in particular two or more different switching temperatures for the thermally induced effect, which may be glass transition temperatures or melt temperatures, independently of one another. From a structural standpoint, the switching segments may be covalently or noncovalently crosslinked and may be linked together, in terminal position, at one or both ends and/or to a polymer backbone. In addition, within the scope of the present invention, derivatives of the polyester according to formula I include structures in which one or more of the hydrogen radicals of the methylene units (-CH2-) are replaced by branched or unbranched, 'saturated or unsaturated C 1 to C6 radicals. A deciding factor in the choice of substituents within the stated range is that the development of a separate phase of the switching segments is not prevented.

Through the composition according to the invention, a material is made available which, after appropriate programming, is capable of imposing at least two deformations at the same time, these shapes being restored by appropriate thermal stimuli after activation. Switching temperatures having a large temperature interval between them have proven to be especially suitable for the inventive polymer system. In particular, the two switching temperatures of the switching segments according to fornzulas I and II differ from one another by at least 40K, in particular at least 50K and preferably at least 60K. Another advantage of the inventive material is the high switching temperature of the poly(meth)acrylate segment, which is at least 110 C, in particular at least 120 C, depending on the radical Rl and the average chain length q. Another advantage is that the two polymer segments are physiologically absorbable and their degradation products are physiologically compatible.

In a preferred embodiment of the invention, the first switching segment comprises a poly(E-caprolactone) segment with n= 5 or a derivative thereof in which the aliphatic carbons independently of one another may be substituted with one or two branched or unbranched, saturated or unsaturated C 1 to C6 radicals. However, nonderivatized poly(c-caprolactone) with n = 5 according to formula I, i.e., without substituents, is especially preferred.

In another advantageous embodiment of the invention, the second switching segment comprises a polycyclohexyl methacrylate segment with R = CH3 and RI = C6H11 (cyclohexyl) or a polycyclohexyl acrylate segment with R = H and Rl = C6H11 according to formula II. Of these,
3 Doc. No.: 128-16 CA/PCT Patent polycyclohexyl methacrylate is especially preferred. Other advantageous switching segments that fall under formula II include polymethyl methacrylate (PMMA) and poly(2-hydroxyethyl methacrylate (PHEMA).

The molecular weights of the segments as well as their amounts by weight in the polymer and their relative weight ratios (first switching segment/second switching segment) are coordinated, so that criteria described above for the switching temperatures are met and definite shape changes are achieved with the at least two switching transitions. The first switching segment (polyester) advantageously has an average molecular weight in the range of 2000 g/mol to 100,000 g/mol, in particular from 5,000 g/mol to 40,000 g/mol, preferably of approx.
10,000 g/mol. A weight amount of the polyester segment in the shape memory in the range of 25% to 75%, in particular in the range of 30% to 70%, preferably in the range of 50% to 60% is preferred. Accordingly, the polyacrylate segment has a weight amount in the range of 75% to 25%, in particular in the range of 70% to 30%, preferably 50% to 40%.

The inventive polymer system may be a polymer network in which the polymer chains having switching segments are crosslinked with one another or may form an interpenetrating network (IPN) or a semi-interpenetrating network (SIPN). It is preferably present in the form of an AB polymer network in which one of the switching segments may be crosslinked by the other switching segment, which is bound at both ends. In particular, the shape memory polymer comprises polyacrylate segments crosslinked by polyester chains. The latter are covalently bonded to the polyacrylate segments at their two ends. However, the inverse constellation in which the polyacrylate segments crosslink the polyester segments at both ends is also conceivable.

The inventive shape memory polymer may advantageously be produced by a method, which includes copolymerizing - a polyester macromonomer of general formula I
a, in which n = 1...6, and Y is any connecting radical or a copolyester of the general formula I a (in which n and Y have the meanings given above) with at least two ester units with different values of n or a derivative thereof and 0 C}

R2 C?-(CH~)~-C_ Y.._ C--(C}-,I2)n 0--R3 pl - Ip2 a)
4 p s , s -Doc, No.: 128-16 CA/PCT Patent - an acrylate monomer of general formula II a, in which R is H or CH3 and Rl is a saturated or unsaturated, cyclic or aliphatic, substituted or unsubstituted C 1-C 10 radical:

R
i Ut12=u-COOR 1 Preferred embodiments of the polyester and the acrylate monomer are selected according to the preceding description, where pl and p2 in formula I a, i.e., the chain lengths of the polyester and/or copolymers may be the same or different. The radical Y serves exclusively to connect the two polyester units with a reversal of the chain direction, so that polymerizable terminal groups which are used for crosslinking may be attached at both ends (see below).

A suitable macromonomer of the polyester component corresponds to general formula I b, for example, in which r = 2,..., 8 and X = 0 or NH. A component with r =
2, p3 = 2 and X =
O is especially preferred, i.e., the polyester macromonomer is obtained by polymerization of diethylene glycol HO-CH2-CH2-0-CH2-CH2-OH with the corresponding ester monomers.

~ ~
Ri O-(CH2)n O X-(CH2)r _.. )C C-(CH2n- O ~~
- pl p3 P2 (I b) The first terminal group R2 and/or the second terminal group R3 of the first switching segment, independently of one another, is/are preferably a polymerizable radical. R2 and R3 are both preferably a polymerizable radical. Acryl or methacryl radicals are especially preferably used for R2 and/or R3; each may be a methacryl radical in particular. In this way, a network in which the polyester segments are linked at both ends is obtained when these two components are copolymerized.

According to an especially preferred embodiment, cyclohexyl methacrylate according to formula II b is used as the acrylate component, leading to polycyclohexyl methacrylate segments according to formula II c in their (homo)polymerization.
5 >= _ Doc. No.: 128-16 CA/PCT Patent q Q oo Q
(II b) (II c) In an especially preferred embodiment, the macromonomer poly(s-caprolactone) dimethacrylate (PCLDMA) according to formula I c is thus copolymerized with the monomer cyclohexyl methacrylate (CHMA) according to formula II b. This yields a crosslinked AB block copolymer having segments according to formula I c and segments according to formula II c.
O p O`-~ o t7 pi 4 1p2 (IG) Another important aspect of the present invention relates to a method for programming at least two temporary shapes in a shape memory polymer according to the invention. The inventive method comprises the following steps:

(a) converting the shape memory polymer into a shape corresponding to the first temporary shape at a temperature above the first transition temperature, (b) cooling to a temperature below the upper transition temperature, imposing the first temporary shape, (c) converting the shape memory polymer into a shape corresponding to the second temporary shape at a temperature above the lower transition temperature and below the upper transition temperature, and (d) cooling to a temperature below the lower transition temperature, imposing the second temporary shape.

The cooling that takes place in step (b) may optionally be to an intermediate temperature below the upper transition temperature and above the lower transition temperature or to a temperature below the lower transition temperature. The deciding factor for imposing the first temporary shape is that the polymer is cooled to a temperature below the upper transition temperature. If the shape memory polymer is one capable of storing more than two temporary
6 gR [
i 0 Doc. No.: 128-16 CA/PCT Patent shapes, i.e., it has at least three switching segments, then the other temporary shapes are programmed similarly by exerting a deformation force above the corresponding transition temperature and imposing the temporary shape by cooling below this transition temperature while retaining the deformation force.

The inventive shape memory polymer is especially advantageously suitable for applications in construction technology, e.g., as fastening elements, which can be converted to an anchoring shape after exerting a corresponding temperature stimulus. In particular, the inventive polymer is advantageous in areas in which relatively high temperatures occur due to the process, but restoration of the permanent shape of the polymer is not desired.

Other preferred embodiments of the invention are derived from the other features mentioned in the dependent claims.

The invention will be explained in greater detail below in exemplary embodiments on the basis of the respective drawings, in which:

Figure 1 shows the structure of an inventive AB polymer network obtained by copolymerization of PCLDMA macromonomer and CHMA monomer, Figure 2 shows DMTA investigations of the phase transitions of PCL-PCHMA
networks, Figure 3 shows structural changes in an AB polymer network during its programming according to Figure 1, Figure 4 shows chronological changes in various programming parameters in a cyclical thermomechanical experiment, and Figure 5 shows a shape memory polymer according to the invention in an exemplary embodiment.

1. Synthesis of polY(s-caprolactone) dimethacrylate PCLlOkDMA

500 g (50 mmol) poly(s-caprolactone) diol (Aldrich) with an average molecular weight of 10,000 g/mol (PCL10k diol) was placed in 5 L dichloromethane in a dry three-necked flask under a nitrogen atmosphere. While cooling with ice, 20.0 mL (0.14 mol) triethylamine was added by drops. After stirring for 10 minutes at 0 C, 17.4 mL (0.18 mol) methacryloyl chloride was added by drops. The solution was heated to RT and stirred for 24 hours more. The precipitated salt was removed by filtration. The filtrate was concentrated and dissolved in ethyl
7 Doc. No.: 128-16 CA/PCT Patent acetate. This solution was precipitated in a 10-fold excess of a mixture of hexane/diethyl ether/methanol (18:1:1 parts by volume) at -20 C. After vacuum drying, 475 g (47 mmol) poly(E-caprolactone) dimethacrylate PCLDMA with an average molecular weight of 10 kD
(PCLlOkDMA) according to formula I c (see above) was obtained (yield 95%). The degree of functionalization of the PCL diols with methacrylate end groups was found to be approx. 85% by rH-NMR spectroscopy. This means that 72% of the macromonomers were functionalized at both ends (dimethacrylate), 26% at one end (monomethacrylate) and 2% were present as the diol without being functionalized.

2. Copolymerization of PCLDMA and CHMA

PCL10kDMA prepared according to Example 1 and cyclohexyl methacrylate (CHMA) (purity >97%, Aldrich) according to formula II b (see above) was weighed out in different mixing ratios in the range from 10 wt% to 80 wt% PCL10kDMA according to Table 1. These mixtures of PCL10kDMA and CHMA were melted at 70 C in a flask in an oil bath.
After a homogeneous bubble-free melt was obtained, the mixtures were cast on a sheet of glass (10 x 10 cm) and the shape was closed by applying another sheet of gas with an arrangement of PTFE spacers (thickness 0.55 cm) at the sides. The structure secured by clamps was exposed to UV light for 60 minutes (Fe-doped mercury vapor lamp) to initiate the polymerization/
crosslinking. Pure PCL10kDMA was treated accordingly as the comparative material to yield a homopolymer network of PCL10kDMA (PCL(100) in Table 1).
8 Doc. No.: 128-16 CA/PCT Patent Table 1 Polymer* PCLlOkDMA (g) CHMA (g) PCL(10)CHMA 0.77 6.80 PCL(20)CHMA 1.40 5.60 PCL(25)CHMA 1.75 5.25 PCL(30)CHMA 2.10 4.90 PCL(35)CHMA 2.45 4.56 PCL(40)CHMA 2.80 4.20 PCL(45)CHMA 3.06 3.70 PCL(50)CHMA 3.36 3.34 PCL(60)CHMA 4.20 2.81 PCL(80)CHMA 5.60 1.40 PCL(100) 8.50 -* The numbers given in parentheses denote the amount by weight of PCL l Ok.DMA
in the polymer network.

Although the starting amounts of PCLlOkDMA and CHMA were not quantitatively incorporated into the network, it was ascertained by 1H-HRMAS-NMR
spectroscopic investigations that the ratio of the two components used in the polymer network remains approximately the same. Unincorporated constituents were first removed by extraction with chloroform.

Figure 1 shows schematically the structure of a PCL-PCHMA polymer network, which is labeled as 10 on the whole, obtained in this way. In it, the polycyclohexyl methacrylate segments ((PCHMA) segments) are labeled as 12 and the PCLlOkDMA chains are labeled as 14. The PCHMA segments 12 are covalently crosslinked by the PCL10kDMA chains 14 bound at both ends. The linkage points between the ends of the PCHMA segments 12 and the PCL10kDMA
segments 14 are labeled as 16.

3. Characterization of the polymer networks of PCLDMA and PCHMA

The thermal properties of the polymer networks of PCLlOkDMA macromonomers and CHMA monomers of different compositions produced according to Example 2 were investigated after extraction with chloroform with differential scanning calorimetry (DSC) and by dynamic mechanical thermoanalysis (DMTA). DSC measurements were performed on a Netzsch DSC
204 Phoenix device. To do so, 5 mg to 10 mg of the samples was weighed into an aluminum
9 Doc. No.: 128-16 CA/PCT Patent vessel and the measurements were performed under a nitrogen atmosphere in a temperature range from -100 to +150 C, using a cooling rate and a heating rate of 10K=miri 1 to detect the glass transitions and a rate of 1K=min-1 to detect melt transitions and/or crystallization transitions.
The results are summarized in Table 2. DMTA measurements were performed on an Eplexor 5N
(Gabo) equipped with a 25N force pickup. The static load was 0.50%, the dynamic load was 0.20%, the frequency was 10 Hz and the heating rate 2K=miri 1 in a temperature range from -100 C to +170 C. These results are also summarized in Table 2.

Table 2 DSC DMTA
Polymer* T. (PCL) T,,, (PCL) Tg (PCL) Tm (PCL) Tg (PCHMA) ( C) ( C) ( C) ( C) ( C) PCL(10)CHMA n.d. 47.9 0.5 n.d. n.d. n.d.
PCL(20)CHMA n.d. 50.6 0.5 n.d. n.d. n.d.
PCL(25)CHMA -67.5 1.0 47.7 0.5 n.d. n.d. n.d.
PCL(30)CHMA -67.1 1.0 47.7 0.5 -66 1 51 1 142 1 PCL(35)CHMA -65.6 1.0 48.0 0.5 -66 1 51 1 140 1 PCL(40)CHMA -64.4 1.0 50.1 0.5 -65 1 50 1 141 1 PCL(45)CHMA -64.3 1.0 50.6 0.5 -66 1 49 1 141 1 PCL(50)CHMA -64.5 1.0 51.2 0.5 -66 1 50 1 n.d.
PCL(60)CHMA -63.7 1.0 50.6 0.5 -65 1 46 1 n.d.
PCL(80)CHMA -61.7 1.0 52.1 0.5 -52 1 43 1 n.d.
PCL(100) -60.8 1.0 54.2 0.5 53 1 46 1 n.d.

* The numbers given in parentheses denote the amount by weight of PCL10kDMA in the polymer network. n.d. - could not be determined.

As in the case of the PCHMA homopolymer (results not shown), no glass transition of the PCHMA segments could be observed in the polymer networks by using DSC
measurements, which are relatively insensitive. These were demonstrated by the DMTA
analyses. Figure 2 shows the curves of the storage modulus E' and the mechanical loss factor tan S measured by DMTA in the heating cycle (T) and in the cooling cycle (~) for the polymer network PCL(35)CHMA. From these curves, the glass transition temperature of PCL
(Tg(PCL)) was determined from the maximum loss modulus E", the melt transition temperature of PCL
(T,,,(PCL)) was determined from the turning point in E', and the glass transition temperature of PCHMA (Tg(PCHMA)) was determined from the maximum in tan 8. Above a PCL
content of Doc. No.: 128-16 CAIPCT Patent 50% by weight, no glass transition of PCHMA could be detected because of the low signal-to-noise ratio.

It is apparent here that the inventive AB polymer network containing PCL and PCHMA
segments has two well-differentiated phase transitions in the range between 0 and 150 C, attributable to the melting of PCL crystals on the one hand and the glass transition of PCHMA
domains on the other hand. The lower transition temperature Ttra,s,l is clearly associated with the melting and/or crystallization of PCL segments, which is observed in the homopolymer PCL(100) at 54 C and is at 48 at [sic] 52 C in the copolymer networks with a PCL amount by weight between 10% and 80% (T,Y,(PCL)). However, upper transition temperature TtraõS,2 detected with DMTA at 140-142 C may be clearly assigned to the glass transition of PCHMA segments (Tg(PCHMA)). These results show that the inventive AB polymer network has a phase-separated morphology in which the PCL and PCHMA segments form their own phases with their own transition temperatures, which are suitable for imposing of two temporary shapes in a temperature-controlled process. The existence of amorphous mixed phases may be ruled out because the Tg values for PCL and PCHMA in the polymer network, determined by DMTA, do not differ significantly from those of the corresponding homopolymers.

4. Programming a polymer network of PCLDMA and PCHMA

An AB polymer network PCL(45)CHMA based on 45 wt% PCLlOkDMA and 55 wt%
PCHMA, prepared according to Example 2, was programmed in a cyclic thermomechanical experiment so that in addition to the manufacturing-induced permanent shape, two temporary shapes were also stored in the "shape memory" of a polymer. This occurs in principle by imposing a first temporary shape at a temperature below the glass transition temperature of PCHMA (Tg(PCHMA)) or a temperature below the melting point of PCL (Tm(PCL)) and subsequently imposing a second temporary shape at a temperature below the melting point of PCL (Tm(PCL)).

This principle is explained on the basis of Figure 3, where reference numerals similar to those in Figure 1 are used. Figure 3A shows the structure of polymer network
10 above the upper transition temperature, i.e., above the glass transition temperature (Tg(PCHMA)) of the PCHMA
segments. At this temperature, the PCL segments 14 are in an amorphous state, which is characterized by reference numeral 14'. The PCHMA segments 12 are in an elastic amorphous state, which is characterized by 12'. In this initial phase of the programming process, the polymer 10 initially still has its permanent shape PF, which is determined by the manufacturing process, in particular by an external shape predefined during crosslinking.
11 Doc. No.: 128-16 CA/PCT Patent Starting from the shape illustrated in Figure 3A, in a first step the polymer network 10 is brought into a shape corresponding to a first temporary shape TF 1. This is accomplished by applying a suitable mechanical load above (Tg(PCHMA)), which leads to an elongation of polymer 10, for example. This is indicated by horizontal elongation of the polymer detail shown in Figure 3B. After elongation, the polymer system 10 is cooled to a temperature which is in any case below the glass transition temperature Tg(PCHMA), in particular between T,,,(PCL) and Tg(PCHMA). Cooling results in a glass transition in PCHMA segments 12, which are converted from their amorphous elastic state 12' into an amorphous vitreous state 12".
The first temporary shape TF 1 may optionally be stabilized by heating at T < Tg(PCHMA) for a predetermined period of time. The mechanical stress is maintained in the meantime.

In the next step, the second temporary shape TF2 is programmed by analogy with the first temporary shape TF 1. The polymer 10 is converted in particular to second temporary shape TF2 by a second mechanical stimulus, which may be accomplished, for example, by further elongation at a temperature above T,,,(PCL) (indicated by horizontal elongation of the polymer detail in Figure 3 C). The polymer is next cooled to a temperature below the lower transition temperature, i.e., the melting point T,,,(PCL) of the PCL segments 14, to also impose the second temporary shape TF2. Semicrystalline PCL segments 14" are then formed. While maintaining the mechanical load, the polymer network 10 may also be tempered for a certain period of time in this step, thereby also promoting the formation of PCL crystals.

Starting from a polymer network 10 that is programmed in this way and is present in its second temporary shape TF2, the first temporary shape TP 1[sic; TF 1] and the permanent shape PF may be retrieved one after the other when polymer 10 is heated first to an intermediate temperature Tm(PCL) < T < Tg(PCHMA) and then to a temperature above Tg(PCHMA).
Restoration of previously imposed shapes is referred to as shape memory or shape memory effect (SM effect).

Figure 4 shows the curves of the temperature and of elongation during a programming cycle and restoration cycle of the polymer PCL(35)CHMA.

The programming cycle starts at a temperature Th,l of 150 C above Tg(PCHMA).
Then the polymer is elongated to 50% (E,,,,i) corresponding to the first temporary shape TF1. Next while maintaining the mechanical load, it is cooled to an intermediate temperature of 70 C (Th,2) above Tg(PCHMA) and above T,,,(PCL) with a temperature gradient of 5K=miri 1, whereupon the sample initially expands somewhat due to its entropy elasticity and then contracts because of its energy elasticity. After a holding time of 30 minutes at 70 C, the polymer relaxes, whereupon a
12 Doc. No.: 128-16 CA/PCT Patent slight reversal in elongation is observed. Next the sample is kept without mechanical load at Th,2 for 10 minutes more, then elongated to a 100% total elongation, corresponding to the second temporary shape TF2 (sm,2). Then it is cooled to -10 C (Tl) under a constant mechanical load and the mechanical load is maintained for another 20 minutes to allow crystallization of the PCL
domains. The subsequent relaxation of the sample and keeping the temperature at -10 C for 10 minutes more result in a slight decrease in elongation.

After the end of the programming cycle, the stored shapes are retrieved in succession by heating the sample again from -10 C to +150 C (without mechanical load) at a heating rate of 1K-min"1. Melting of the PCL crystals and the restoration of the first temporary shape are first observed around Tm(PCL). If the temperature is kept at 70 C for 48 hours, the first temporary shape remains stable and there is no transition to the permanent shape (now shown). Further heating above Tg(PCHMA) leads to softening of the vitreous PCHMA domains and to almost quantitative restoration of the permanent shape. This programming and restoration cycle was performed four more times with the same result.

The programming and restoration cycle depicted in Figure 4 was performed with all AB
copolymer networks from Example 2. From the second to fifth cycles, the switching temperatures for the PCL and PCHMA segments were determined and averaged. A
switching temperature of 53 C to 65 C was found for PCL segments in polymer networks PCL(30)CHMA
to PCL(60)CHMA, and a switching temperature of 120 C to 125 C was determined for the PCHMA segments.

A demonstration example for practical use of a programmed inventive polymer network PCL(40)CHMA corresponding to Example 2 is shown in Figure 5. The second temporary shape TF2 of the polymer at room temperature, corresponding to a spiral shape, is shown in the upper part of the figure. With heating of the polymer system to a temperature of 70 C, the spirals contract from initially approx. 4 cm to approx. 2.5 cm, whereupon the spiral diameter increases (Figure 5, central part). This shape corresponds to the first temporary shape TF1. With further heating of the polymer system to 150 C, the polymer undergoes complete bending with the loss of spiral shape. Instead of that, the polymer system resumes its rod-shaped permanent shape PF
(Figure 5, bottom part).
13 Doc. No.: 128-16 CA/PCT Patent LIST OF REFERENCE NUMERALS

PF permanent shape TF 1 first temporary shape TF2 second temporary shape Ttrans,i first transition temperature Ttrans,2 second transition temperature T(PCL) melt temperature of the PCL segments Tg(PCHMA) glass transition temperature of the PCHMA segments polymer network 10 12 PCHMA segments 12' amorphous elastic PCHMA segments 12" amorphous vitreous PCHMA segments
14 PCL segments 14' amorphous PCL chains 14" semicrystalline PCL chains 16 linkage points

Claims (12)

1. A shape memory polymer comprising at least two switching segments with phases have different transition temperatures (T trans,1, T trans,2), so the polymer may assume at least two temporary shapes (TF1, TF2) in addition to one permanent shape (PF) as a function of temperature, such that a first switching segment is based essentially on a polyester of the general formula I, where n = 1...6, or a copolyester of general formula I with different values of n, or a derivative of these, and a second switching segment is based essentially on a polyacrylate of general formula II, in which R denotes the same H or CH3 and R1 denotes a saturated or unsaturated, cyclic or aliphatic, substituted or unsubstituted C1-C10 radical,
2. The shape memory polymer according to Claim 1, characterized in that the first switching segment comprises a poly(.epsilon.-caprolactone) segment with n = 5 or a derivative thereof, in which the aliphatic carbons, independently of one another, may be substituted with one or two branched or unbranched, saturated or unsaturated C1 to C6 radicals.
3. The shape memory polymer according to any one of the preceding claims, characterized in that the second switching segment comprises a polycyclohexyl methacrylate segment, in which R = CH3 and R1 = C6H11 or a polycyclohexyl acrylate segment in which R = H
and R1 = C6H11, in particular a polycyclohexyl methacrylate segment.
4. The shape memory polymer according to any one of the preceding claims, characterized in that the first switching segment has an average molecular weight in the range of 2000 g/mol to 100,000 g/mol, in particular 5,000 g/mol to 40,000 g/mol, preferably of 10,000 g/mol.
5. The shape memory polymer according to any one of the preceding claims, characterized in that an amount by weight of the polyester segment in the shape memory polymer is in the range of 25% to 75%, in particular in the range of 30% to 70%, preferably in the range of 50% to 60%.
6. The shape memory polymer according to any one of the preceding claims, characterized in that the shape memory polymer is a polymer network in which the polymer chains having switching segments are crosslinked with one another or form an interpenetrating network (IPN) or a semi-interpenetrating network (SIPN).
7. The shape memory polymer according to any one of the preceding claims, characterized in that the shape memory polymer is an AB polymer network in which one of the switching segments is crosslinked with the other switching segment, which is bound terminally at both ends, such that polyacrylate segments are crosslinked by polyester chains in particular.
8. The memory for producing a shape memory polymer according to any one of Claims 1 to 7, wherein a polyester macromonomer of general formula I a, in which n = 1...6 and Y is a connecting radical, or a copolyester macromonomer of general formula I a, with different values of n or a derivative thereof, and an acrylate monomer of general formula II a, in which R is H or CH3 and R1 is a saturated or unsaturated, substituted or unsubstituted, cyclic or aliphatic C1 to C10 radical, are copolymerized
9. The method according to Claim 8, characterized in that the first end group R2 and/or the second end group R3 of the polyester component, independently of one another, denote(s) a polymerizable radical, in particular R2 and R3 each denote a polymerizable radical,
10. The method according to Claim 9, characterized in that the first end group R2 and/or the second end group R3 of the polyester component is/are an acryl radical or a methacryl radical, in particular each is a methacryl radical.
11. The method for programming at least two temporary shapes (TF1, TF2) in a shape memory polymer according to any one of Claims 1 to 7, comprising the steps:

(a) converting the shape memory polymer into a shape corresponding to the first temporary shape (TF1) at a temperature above the upper transition temperature (T trans,1), (b) cooling to a temperature below the upper transition temperature (T
trans,1), imposing the first temporary shape (TF1), (c) converting the shape memory polymer into a shape corresponding to the second temporary shape (TF2) at a temperature above the lower transition temperature (T trans,2) and below the upper transition temperature (T trans,1), and (d) cooling to a temperature below the lower transition temperature (T
trans,2), thereby imposing the second temporary shape (TF2).
12. The method according to Claim 11, characterized in that in step (b), the polymer is cooled to a temperature below the upper transition temperature (T trans,1) and above the lower transition temperature (T trans,2) or to a temperature below the lower transition temperature(T trans,2)
CA002649409A 2006-04-12 2007-03-26 Shape memory polymer with polyester and polyacrylate segments and process for its production and programming Abandoned CA2649409A1 (en)

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